On 23 October, UBCKNN published penalty decisions against SmartInvest Securities (AAS), Dong A Plastic Group (DAG), Telecommunications Technical Services (TST) and Phong Lieu Wind Power (PLWC) for reporting and disclosure violations. AAS was fined 150 million dong for inaccurate reporting on the use of company funds and assets to secure obligations to a third party, and must report correct information. PLWC was fined 77.5 million dong for registering its corporate bond PLWCH2135001 more than 12 months late, while DAG was fined 92.5 million dong for disclosing many financial and governance reports at least 15 days late. TST was fined a total of 151.25 million dong, including for incomplete disclosure of a loan of over 5.9 billion dong from a board member who is also general director, and for late notice to UBCKNN after it no longer met public-company conditions, with shareholders' equity of nearly 27.5 billion dong in its audited 2025 financial statements.
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Original headline: UBCKNN liên tiếp xử phạt AAS, DAG, TST và một doanh nghiệp điện gió
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